Principles

Brookwood’s investment philosophy is to remain flexible by anticipating and adapting to changes in economic and market cycles.  At the same time, there are certain unwavering principles that define who we are as a firm.
  • Integrity and honesty are essential elements of our business and central to our firm’s character. We expect our employees to adhere to the highest ethical standards in their professional and personal lives.
  • We never forget that our business exists because of our investors and that serving their interests first benefits us in the long term. In that regard, we must be proactive in anticipating and fulfilling their needs, interests and investment objectives.
  • Our employees are the reason for our success. We strive to give employees the opportunity to advance based upon merit while ensuring that they are accountable for their performance.
  • We are committed to conducting our business with the highest ethics and morals and in full compliance with the letter, spirit and intent of all relevant laws, regulations and policies.
  • We maintain the strict confidentiality of client, employee and company records and information.
Other characteristics that define our firm include the following:
  • We stress creativity in our business dealings. Although the experience of our employees is invaluable for evaluating and managing investments, we constantly evaluate whether a better practice, method or solution exists for every task we undertake.
  • We are determined and demanding in all that we do. However, we demonstrate respect, fairness and decency in our relationships with investors, employees, other professionals and the general public.
  • We encourage our employees to participate, and if possible, to play a leadership role in addressing issues of concern to the community.
  • We strive to provide services and products of the highest quality.